Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Topkin is a financial advisor with over 40 years of experience in the industry. David is currently registered with Stifel, Nicolaus & Company, Inc. and is located in Mystic, CT. Prior to joining Stifel, Nicolaus & Company, Inc. David worked at JANNEY MONTGOMERY SCOTT LLC and Paine Webber Incorporated. David specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/10/2016 - Present
Stifel, Nicolaus & Company, Inc. (MYSTIC CT)
CT
11/08/1990 - 06/21/2016
JANNEY MONTGOMERY SCOTT LLC (NEW LONDON CT)
NJ
04/27/1987 - 11/12/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/23/1980 - 05/13/1987
MOSELEY SECURITIES CORPORATION
BC
Issued 03/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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