Unclaimed
David Summers is a registered representative in the state of Arizona. David has been in the financial services industry for 2022-10-20. David has passed the Series 63, Series 7TO, and SIE exams. David is currently employed by Vanguard Marketing Corp., a registered broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
10/21/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 11/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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