Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Roberts is a financial advisor at Ausdal Financial Partners, Inc. based in Downers Grove, Illinois. David has been in the financial industry since 1976. David is licensed to provide investment advice in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
01/24/2008 - Present
Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)
IL
03/31/1982 - 01/17/2008
WATERSTONE FINANCIAL GROUP, INC. (ITASCA IL)
NA
04/16/1979 - 03/11/1985
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
NA
07/08/1976 - 03/23/1979
CAPITAL ANALYSTS, INCORPORATED
BC
Issued 11/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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