Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bruce Nelson is a financial advisor with over 30 years of experience in the industry. David is currently registered with Morgan Stanley as a Registered Representative. David is also a Registered Investment Advisor, holding active registrations in New Jersey and Texas. David has previously held positions with UBS Financial Services Inc. and Citigroup Global Markets Inc.. David offers a variety of financial services, including financial planning, portfolio management, pension consulting, and educational seminars. David has a wide range of experience working with clients, including individuals, high-net-worth individuals, businesses, charitable organizations, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
02/19/2020 - Present
Morgan Stanley (Shrewsbury NJ)
NJ
09/30/2005 - 02/04/2013
UBS FINANCIAL SERVICES INC. (RED BANK NJ)
NY
06/16/1989 - 10/18/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
01/19/1988 - 04/21/1988
SHEARSON LEHMAN HUTTON INC.
IA
Issued 05/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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