Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bruce Moss is an investment advisor representative registered with Janney Montgomery Scott LLC in Fairfield, Connecticut. David has over 40 years of experience in the financial services industry, having previously held positions with Wells Fargo Clearing Services, LLC, Morgan Stanley DW Inc., Wilkinson Boyd Capital Markets, Inc, Fairfield Research Corporation, and Thomson McKinnon Securities Inc. David has a diverse background and holds Series 66, 26, 31, 7, and SIE licenses. David also serves on the financial planning board at Congregation Shir Shalom and as a board director for The Hills at Rivington Townhome Community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
05/04/2017 - Present
Janney Montgomery Scott LLC (FAIRFIELD CT)
CT
11/04/2004 - 05/03/2017
WELLS FARGO CLEARING SERVICES, LLC (NEWTOWN CT)
NY
09/14/2000 - 11/01/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
CT
08/28/1990 - 09/20/2000
WILKINSON BOYD CAPITAL MARKETS, INC (NEW CANAAN CT)
NA
07/25/1987 - 07/19/1988
FAIRFIELD RESEARCH CORPORATION
NA
06/26/1981 - 05/27/1987
THOMSON MCKINNON SECURITIES INC.
BOTH
Issued 11/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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