Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Miller is a financial advisor with over 20 years of experience in the financial industry. David is currently registered with Invesco Distributors, Inc. and has previously held positions with OppenheimerFunds Distributor, Inc., AXA Distributors, LLC, Chase Investment Services Corp. and Citigroup Investment Services. David holds the Series 63, Series 7, Series 24, and SIE licenses. David is licensed in 53 states and is registered with FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
06/14/2011 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NC
12/08/2004 - 02/01/2011
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
IL
12/13/2003 - 12/16/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
11/29/2000 - 12/04/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 01/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Miller is the right advisor for you? Invested Better is here to help.
