Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kusiel is a financial advisor with UBS Financial Services Inc. David has been in the financial services industry since 1989. David has a wide range of experience in the financial services industry, including investment advisory, brokerage and futures trading. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds several industry licenses, including the Series 7, 3, 31, 63 and 65 exams. David also holds licenses in several states. David has been with UBS Financial Services Inc. since 2009. Before joining UBS, David worked for MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., STERNE, AGEE & LEACH, INC., PRUDENTIAL SECURITIES INCORPORATED and THE ROBINSON-HUMPHREY COMPANY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
02/27/2009 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
04/02/2007 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)
GA
05/16/2000 - 04/02/2007
MORGAN STANLEY DW INC. (ATLANTA GA)
AL
02/11/1994 - 05/18/2000
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NY
11/08/1991 - 02/18/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
GA
01/24/1989 - 11/15/1991
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 11/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/27/1989
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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