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David Bruce Keib

Capital Client Group, Inc.

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About David Bruce Keib

David Bruce Keib is a financial advisor with Capital Client Group, Inc., based in Los Angeles, California. David Keib has been in the industry for over 16 years, having passed the Series 6, 7, and 63 exams, as well as the Uniform Investment Adviser Law Examination (Series 65). David Keib is registered with the state of California to provide investment advisory services. David Keib was previously employed by J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., in New York, NY and AXA DISTRIBUTORS, LLC, in Charlotte, NC.

Firm Information

David Keib is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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David Keib’s Registration & Firm History

CA

01/07/2015 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NY

06/09/2011 - 06/05/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NC

10/22/2007 - 06/08/2011

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 01/07/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/09/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2011

Series 7 - General Securities Representative Examination

BC

Issued 10/19/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Bruce Keib.
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