Unclaimed
David Horton is a financial advisor with over 30 years of experience in the financial services industry. David is currently registered with LPL Financial LLC, a leading independent broker-dealer and financial advisor. Prior to joining LPL Financial, David was with National Planning Corporation. David has a strong track record of providing comprehensive financial planning services to individuals, families, and businesses. David specializes in providing financial planning services to a wide range of clients, including high-net-worth individuals, families, and businesses. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
11/29/2017 - Present
LPL Financial LLC (EUGENE OR)
OR
08/31/2007 - 11/29/2017
NATIONAL PLANNING CORPORATION (EUGENE OR)
OR
12/10/1996 - 09/06/2007
ROYAL ALLIANCE ASSOCIATES, INC. (EUGENE OR)
CA
08/03/1990 - 12/11/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CA
10/15/1987 - 08/10/1990
U.S. SECURITIES CLEARING CORP. (SAN DIEGO CA)
NA
08/21/1986 - 11/06/1987
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 07/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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