Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Holz is a financial advisor with over 20 years of experience in the industry. David currently works for Stifel, Nicolaus & Company, Inc., where they have been employed since April 2013. Prior to that, David has held positions at several other firms, including RBC Capital Markets, LLC, J. B. Hanauer & Co., and Bluestone Capital Corp. David is registered as a broker-dealer in Florida and is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/22/2013 - Present
Stifel, Nicolaus & Company, Inc. (BOCA RATON FL)
FL
10/09/2009 - 04/26/2013
RBC CAPITAL MARKETS, LLC (WEST PALM BEACH FL)
FL
06/05/2002 - 10/09/2009
J. B. HANAUER & CO. (WEST PALM BEACH FL)
NY
08/31/2001 - 11/26/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
FL
03/29/2001 - 08/31/2001
SHOCHET SECURITIES INC. (BOCA RATON FL)
FL
02/06/2001 - 03/19/2001
ARGUS SECURITIES, INC. (HALLANDALE FL)
GA
12/07/2000 - 12/13/2000
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
FL
10/03/2000 - 12/06/2000
FIRST MADISON SECURITIES, INC. (BOCA RATON FL)
IA
Issued 09/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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