Unclaimed
David Hammond is a financial advisor with Cetera Investment Advisers LLC. David is a financial advisor who has been in the industry for more than 50 years. David has a wide range of experience in the financial services industry. David holds a variety of licenses and certifications including Certified Financial Planner and Chartered Financial Consultant, and has worked for a number of firms in the past, including Hartford Equity Sales Company Inc., University Securities Corporation, Interpacific Investors Services, Inc., and Oppenheimer Asset Management Corporation. David is currently licensed in several states, including Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Indiana, Maryland, Michigan, Montana, Nevada, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, South Dakota, Texas, Virginia, Washington, and Wyoming. David offers a variety of financial services including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (TUCSON AZ)
CT
07/18/1975 - 05/16/1989
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
02/13/1978 - 07/05/1983
UNIVERSITY SECURITIES CORPORATION
NA
11/12/1975 - 03/20/1978
INTERPACIFIC INVESTORS SERVICES, INC.
NA
08/07/1970 - 09/18/1975
OPPENHEIMER ASSET MANAGEMENT CORPORATION
BC
Issued 6/7/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 3/7/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 3/11/1978
Series 40 - Registered Principal Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/30/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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