Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Guzy has over 25 years of experience in the financial services industry. David is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Previously, David worked for Cetera Advisor Networks LLC and Royal Alliance Associates, Inc. David holds Series 7, Series 63 and Series 65 licenses. David also provides financial planning services to individuals, businesses and institutions. David's primary focus is in providing investment advice and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
06/29/2023 - Present
Cetera Investment Advisers LLC (DRAPER UT)
UT
02/29/2000 - 04/18/2013
CETERA ADVISOR NETWORKS LLC (SANDY UT)
AZ
02/24/1998 - 03/23/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
UT
08/26/1988 - 04/02/1998
ZIONS INVESTMENT SECURITIES, INC. (SALT LAKE CITY UT)
BC
Issued 8/25/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 3/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 6/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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