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David Bruce

Northwestern Mutual Investment Services, LLC

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About David Bruce

David Bruce is a financial advisor in Franklin, Wisconsin. David has been working in the financial services industry for over 8 years and has been with Northwestern Mutual Investment Services, LLC since May 2023. Previously, David worked at Robert W. Baird & Co. Incorporated for over 7 years. David holds a variety of licenses and certifications, including Series 66, Series 53, Series 24, Series 52, and Series 7. David is registered with the state of Wisconsin and is a member of FINRA. David specializes in providing investment advice to a range of clients, including individuals, businesses, and institutions.

Firm Information

David Bruce is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Bruce’s Registration & Firm History

WI

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

WI

06/25/2014 - 12/02/2021

ROBERT W. BAIRD & CO. INCORPORATED (Milwaukee WI)

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Licenses & Designations

BOTH

Issued 04/27/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/24/2024

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/05/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2017

Series 52 - Municipal Securities Representative Examination

BC

Issued 06/25/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Bruce.
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