Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Karikas is a financial advisor who has been in the industry since 1984. David is currently registered with Cambridge Investment Research Advisors, Inc. David is also registered in Colorado, Florida, Louisiana, Maryland, and Ohio. David has worked for several firms in the past including Veravest Investments, Inc., CUNA Brokerage Services, Inc., Century Investors of America, Inc., Robert W. Baird & Co. Incorporated, and NML Equity Services, Inc. David holds the Series 7, Series 6, and SIE licenses. David has also completed a total of 3 examinations and is listed as an active advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
OH
01/03/2017 - Present
Cambridge Investment Research Advisors, Inc. (Sandusky OH)
MA
09/15/1997 - 02/25/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
IA
01/02/1991 - 09/16/1997
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
03/07/1990 - 12/31/1990
CENTURY INVESTORS OF AMERICA, INC.
WI
05/29/1987 - 04/07/1990
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
04/16/1984 - 04/07/1990
NML EQUITY SERVICES, INC. (MILWAUKEE WI)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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