Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Broderick is a financial advisor who is registered with Fidelity Brokerage Services LLC. David has a Series 63 license and a Series 7TO license. David is registered in 53 states and the District of Columbia. David's previous employers include The Huntington Investment Company and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/06/2024 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
04/18/2023 - 08/02/2023
THE HUNTINGTON INVESTMENT COMPANY (DUBLIN OH)
OH
01/19/2022 - 04/01/2023
J.P. MORGAN SECURITIES LLC (BEXLEY OH)
BC
Issued 02/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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