Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Broadwell is a financial advisor who has been in the industry since October 2012. David is currently registered with J.P. Morgan Securities LLC in Houston, Texas and has been with the firm since April 2015. Previously, David worked at Wells Fargo Advisors LLC in Houston, Texas and Mercer Allied Company, L.P. in Albany, New York. David is licensed to provide investment advisory services in Texas. David has a Series 7, Series 66, and SIE license. David is also registered to provide investment advisory services in 54 states and territories. David has experience providing investment advisory services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
06/22/2023 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
12/05/2014 - 04/09/2015
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
NY
03/14/2012 - 05/05/2014
MERCER ALLIED COMPANY, L.P. (ALBANY NY)
BOTH
Issued 01/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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