Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brian Wald is a financial advisor with Cetera Investment Advisers LLC. David has been in the financial services industry since February 14, 2001, and has worked at both Securian Financial Services, Inc. and Pruco Securities, LLC. David holds Series 6, 7, 24, 26, 63, and 65 licenses, as well as the SIE license. David specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. David's firm, Cetera Investment Advisers LLC, is a registered investment advisor with the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ND
08/10/2023 - Present
Cetera Investment Advisers LLC (MANDAN ND)
ND
08/06/2008 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MANDAN ND)
ND
02/15/2001 - 08/05/2008
PRUCO SECURITIES, LLC. (BISMARK ND)
IA
Issued 03/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/31/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Wald is the right advisor for you? Invested Better is here to help.
