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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brian Wald is a financial advisor with over 22 years of experience in the industry. David Wald is currently registered with Cetera Investment Advisers LLC and has previously been registered with Securian Financial Services, Inc. and Pruco Securities, LLC. David Wald holds a Series 6, 7, 24, 26, 63, and 65 license and has been actively registered as a broker-dealer and investment advisor in 35 states and two provinces in Canada. David Brian Wald specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. David Wald also offers educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ND
08/10/2023 - Present
Cetera Investment Advisers LLC (MANDAN ND)
ND
08/06/2008 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (MANDAN ND)
ND
02/15/2001 - 08/05/2008
PRUCO SECURITIES, LLC. (BISMARK ND)
IA
Issued 3/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/31/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 2/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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