Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brian Urban is a financial advisor registered with LPL Financial LLC in STRATFORD, CT. David has been working in the financial services industry since February 9, 1982. David has a strong track record of success in the financial services industry. David is committed to providing clients with personalized financial advice and guidance. David specializes in providing financial planning, investment management, and retirement planning services. David is also registered to provide investment advisory services in the states of California, Connecticut, Florida, Georgia, Hawaii, Maryland, Massachusetts, New York, Rhode Island, South Carolina, Washington, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
09/25/2020 - Present
LPL Financial LLC (STRATFORD CT)
CT
02/02/1996 - 09/24/2020
COMMONWEALTH FINANCIAL NETWORK (STRATFORD CT)
TX
02/01/1995 - 02/05/1996
BHCM INC. (HOUSTON TX)
VA
12/03/1991 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
FL
10/22/1990 - 12/11/1991
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
CA
05/09/1990 - 10/24/1990
MURPHEY FAVRE, INC. (IRVINE CA)
MN
07/13/1983 - 05/11/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/13/1983 - 12/24/1986
IDS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
NA
01/19/1982 - 06/20/1983
WADDELL & REED, INC.
BC
Issued 05/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/24/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/17/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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