Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Shockley is a registered representative with KKR Capital Markets LLC. David has been in the financial services industry since 2010. David is currently registered in 53 states and is licensed with FINRA and the Securities Industry Essentials Examination. David has experience working with LaSalle Investment Management Distributors, LLC and Capital Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/23/2022 - Present
KKR Capital Markets LLC (SAN FRANCISCO CA)
IL
01/07/2013 - 04/13/2022
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC (CHICAGO IL)
VA
08/05/2011 - 12/18/2012
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
MO
07/09/2009 - 02/09/2011
SECURIAN FINANCIAL SERVICES, INC. (ST. LOUIS MO)
BOTH
Issued 07/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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