Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brian Shoaff is a registered investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc.. David has been in the securities industry since April 27, 2008. David holds a Series 66 license, as well as the Series 7, Series 31, and SIE exams. David is registered in 34 states and the District of Columbia, as well as Idaho and Nevada for investment advisor activities. David has experience working with a wide range of clients, including individuals, corporations, and institutional investors. David is also involved in several business ventures outside of Merrill Lynch, Pierce, Fenner & Smith Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
01/11/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HENDERSON NV)
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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