Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brian Shmulewitz is a financial advisor who has been in the industry since 1998. David is currently registered with City National Securities, Inc. in California, Nevada, and Connecticut. David also has a branch office at CNR Securities, LLC in New York. David is a licensed general securities principal, general securities representative, and has various product licenses. David has been in the industry for over 25 years and has extensive experience in securities, investments, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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2
CA
12/04/2020 - Present
City National Securities, Inc. (LOS ANGELES CA)
NY
12/23/2009 - 06/21/2024
SYMPHONIC SECURITIES LLC (NEW YORK NY)
NY
03/11/1996 - 10/02/1996
MONROE PARKER SECURITIES, INC. (PURCHASE NY)
BC
Issued 03/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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