Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brian Schaum is a financial advisor with Cetera Investment Advisers LLC. David has been in the financial services industry since 1984. David has worked at several firms over the years including Oppenheimer & Co. Inc., Raymond James & Associates, Inc., Morgan Stanley, Citigroup Global Markets Inc., UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., Advest, Inc., Reich & Co., Inc., Dominick & Dominick, Incorporated, Prescott, Ball & Turben, Inc., G. K. Scott & Co., Inc., Greentree Securities Corp., The Stuart-James Company, Inc., Blinder, Robinson & Co.,INC. and Cetera Advisor Networks LLC. Cetera Investment Advisers LLC is a registered investment advisor with the SEC, with offices in Schaumburg, IL and El Segundo, CA. David's area of expertise includes financial planning, portfolio management, pension consulting, and educational seminars. David holds the Series 4, 7, 24, 63 and 65 licenses. David is also a Managing Partner of Schaum Wealth Management, LLC.
Delray Beach, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/17/2023 - Present
Cetera Investment Advisers LLC (Delray Beach FL)
FL
07/08/2016 - 07/07/2023
OPPENHEIMER & CO. INC. (BOCA RATON FL)
FL
10/19/2012 - 07/11/2016
RAYMOND JAMES & ASSOCIATES, INC. (BOCA RATON FL)
FL
06/01/2009 - 10/31/2012
MORGAN STANLEY (BOCA RATON FL)
FL
10/19/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
11/17/2000 - 11/05/2007
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
NY
11/18/1998 - 11/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/09/1995 - 11/04/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CT
01/07/1993 - 03/10/1995
ADVEST, INC. (HARTFORD CT)
NA
12/01/1992 - 02/04/1993
REICH & CO., INC.
NA
11/29/1991 - 12/01/1992
REICH & CO., INC.
CT
08/21/1990 - 11/29/1991
DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)
NA
01/10/1990 - 07/26/1990
PRESCOTT, BALL & TURBEN, INC.
NY
12/22/1988 - 05/17/1990
G. K. SCOTT & CO., INC. (PLAINVIEW NY)
NA
09/03/1987 - 11/29/1988
GREENTREE SECURITIES CORP.
NA
10/17/1985 - 07/31/1987
THE STUART-JAMES COMPANY, INC.
NA
02/08/1985 - 09/26/1985
BLINDER, ROBINSON & CO.,INC.
NA
09/18/1984 - 01/31/1985
GREENTREE SECURITIES CORP.
NA
03/01/1983 - 03/12/1984
BLINDER, ROBINSON & CO.,INC.
IA
Issued 6/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/18/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/7/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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