Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brian Patchen has been in the financial services industry since 1991. David is a Registered Representative and Investment Advisor Representative with Raymond James & Associates, Inc. He is also a General Securities Principal. David is licensed to offer securities and investment advisory services in Florida. Previous firms that David has been affiliated with include Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, American Investment Services, Inc., Aisco Trading, Inc., Dean Witter Reynolds Inc., Carnegie Investor Services Inc., Securities USA, Inc., Monmouth Investments, Inc. and Investors Center, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/16/2013 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
01/04/1999 - 10/29/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
06/15/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
OK
05/05/1993 - 11/10/1997
AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)
IL
10/02/1997 - 10/07/1997
AISCO TRADING, INC. (EAST PEORIA IL)
NY
09/22/1989 - 09/17/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/25/1989 - 09/06/1989
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
CO
04/12/1989 - 06/27/1989
SECURITIES USA, INC. (ENGLEWOOD CO)
NA
03/30/1989 - 04/08/1989
MONMOUTH INVESTMENTS, INC.
NA
09/20/1988 - 03/10/1989
INVESTORS CENTER, INC.
IA
Issued 01/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Patchen is the right advisor for you? Invested Better is here to help.
