Unclaimed
David Brian Murphy is a financial advisor currently registered with Cetera Investment Advisers LLC. David has been in the securities industry since 1997. David holds the Series 63, Series 65, Series 7, and SIE exams. David currently has registration in Colorado, Louisiana, Missouri, Oklahoma, Texas, and Virginia. David also works as a General Partner for Murphy Brothers Partnership and Murphy-Payne Investments, LTD. David also holds a leadership position in the Carthage Bancshares and First State Bank and Trust Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/21/2014 - Present
Cetera Investment Advisers LLC (CARTHAGE TX)
IL
01/01/1997 - 08/20/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 02/07/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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