Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brian Hudson is a financial advisor with Oppenheimer & Co. Inc. David Brian Hudson has been in the financial services industry since August 14, 1994 and has a broad background with experience in both advisory and brokerage services. David Brian Hudson is registered with FINRA and licensed in several states, including Arizona and New York. David Brian Hudson is also registered with the SEC as an Investment Advisor Representative. David Brian Hudson has held prior positions at Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., AIG Financial Advisors, Inc., Wachovia Securities, LLC, U.S. Bancorp Piper Jaffray Inc., CIBC World Markets Corp., Paine Webber Incorporated, Everen Securities, Inc., Smith Barney Inc., and Lehman Brothers Inc. David Brian Hudson specializes in working with high net worth individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AZ
01/04/2022 - Present
Oppenheimer & Co. Inc. (SCOTTSDALE AZ)
CA
04/23/2007 - 01/22/2020
WELLS FARGO CLEARING SERVICES, LLC (WOODLAND HILLS CA)
CA
11/08/2006 - 04/05/2007
CITIGROUP GLOBAL MARKETS INC. (ORANGE CA)
CA
01/17/2006 - 10/23/2006
AIG FINANCIAL ADVISORS, INC. (MISSION VIEJO CA)
MO
01/10/2003 - 01/05/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MN
05/11/2001 - 11/12/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
11/10/1999 - 05/15/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
07/13/1999 - 11/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
10/16/1995 - 07/28/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
07/31/1993 - 08/22/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
03/02/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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