Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brian Gross is an investment advisor representative with Jefferies Investment Advisers LLC. David has been working in the financial services industry since November 8, 1983. David has registrations in several states including Illinois, New York and others. David has a variety of experience with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Robert W. Baird & Co. Incorporated, McDonald Investments Inc., Citigroup Global Markets Inc., Schroder & Co. Inc., CS First Boston Corporation, L. F. Rothschild & Co. Incorporated, Shearson Lehman Brothers Inc., and Mesirow & Company, Incorporated. David holds the Series 3, 7, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/06/2023 - Present
Jefferies Investment Advisers LLC (Chicago IL)
IL
10/23/2009 - 03/10/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
02/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
WI
02/02/2004 - 02/04/2004
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
OH
07/14/2003 - 12/19/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
05/27/2000 - 07/25/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/31/1995 - 05/27/2000
SCHRODER & CO. INC. (NEW YORK NY)
NY
03/30/1988 - 06/01/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
07/30/1987 - 04/14/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
08/20/1984 - 08/13/1987
SHEARSON LEHMAN BROTHERS INC.
NA
08/20/1983 - 08/09/1984
MESIROW & COMPANY, INCORPORATED
IA
Issued 07/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Gross is the right advisor for you? Invested Better is here to help.
