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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Farrell is a financial advisor with 49 Financial in Austin, TX. David has been in the financial services industry since November 2014. David has experience providing financial planning and investment management services to individuals and businesses. David is registered with the state of Texas as an Investment Advisor Representative and is also registered with the state of Texas as a Registered Representative. David is also registered as a Registered Representative in Alabama, Arizona, Arkansas, California, Georgia, Illinois, Iowa, Kansas, Massachusetts, Minnesota, Mississippi, Missouri, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Virginia. David has experience in the areas of financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/04/2023 - Present
49 Financial (AUSTIN TX)
TX
11/04/2019 - 01/16/2024
PURSHE KAPLAN STERLING INVESTMENTS (Austin TX)
TX
11/12/2014 - 11/14/2019
AXA ADVISORS, LLC (AUSTIN TX)
IA
Issued 04/03/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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