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David Brian Duly

Charles Schwab & CO., Inc.

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About David Brian Duly

David Brian Duly is a financial advisor who is currently registered with Charles Schwab & CO., Inc. David has been working in the financial industry since March 2014. David is a registered representative of the firm and has been registered with Charles Schwab & CO., Inc. since April 2018. David holds a Series 66, Series 63, and Series 7 licenses, and has experience working with a variety of clients, including high-net-worth individuals, corporations, and other businesses. David is also registered as an investment advisor representative in Texas.

Firm Information

David Duly is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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David Duly’s Registration & Firm History

TX

04/01/2018 - Present

Charles Schwab & CO., Inc. (Austin TX)

TX

07/22/2016 - 10/06/2017

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

RI

09/22/1995 - 03/02/1998

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NY

06/14/1995 - 08/18/1995

H.J. MEYERS & CO., INC. (ROCHESTER NY)

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Licenses & Designations

BOTH

Issued 03/30/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/02/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Brian Duly.
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