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David Brian Dooley

Cambridge Investment Research, Inc.

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About David Brian Dooley

David Dooley is a financial advisor with Cambridge Investment Research, Inc., located in Clinton TWP, Michigan. David has over 30 years of experience in the financial services industry. David has been with Cambridge Investment Research, Inc. since 10/16/2017. Prior to that, he was registered with NATIONAL PLANNING CORPORATION, UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER, VESTAX SECURITIES CORPORATION, SIGNATOR INVESTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. David holds FINRA Series 6, Series 63, and SIE licenses. David is registered to sell securities in Florida, Michigan, Ohio, South Carolina, and Texas.

Firm Information

David Dooley is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Dooley’s Registration & Firm History

MI

10/16/2017 - Present

Cambridge Investment Research, Inc. (Clinton TWP MI)

MI

09/09/2003 - 10/19/2017

NATIONAL PLANNING CORPORATION (Clinton Twp MI)

AZ

08/07/2002 - 09/15/2003

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

OH

05/03/1999 - 08/14/2002

VESTAX SECURITIES CORPORATION (HUDSON OH)

MA

06/20/1991 - 05/21/1999

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

06/20/1991 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 06/25/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Brian Dooley.
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