Unclaimed
David Brian Becket has been in the financial services industry since 2008. David is currently registered with Wolverine Trading, LLC and is Series 7, Series 55, Series 62, Series 57TO, and SIE licensed. David previously worked for Wolverine Securities, LLC and Investors Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/02/2009 - Present
Wolverine Trading, LLC (CHICAGO IL)
IL
04/09/2015 - 06/22/2021
WOLVERINE SECURITIES, LLC (CHICAGO IL)
NA
03/09/1994 - 05/10/1994
INVESTORS ASSOCIATES, INC.
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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