Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brewster Williams has been active in the financial services industry since October 18, 1993. David is currently registered with Williams Trading LLC as a Registered Representative. David has been with Williams Trading LLC since March 4, 1998. Prior to joining Williams Trading LLC, David worked at MALPAT CAPITAL, LLC, BENCH SECURITIES CORP., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, NEEDHAM & COMPANY, INC., and CS FIRST BOSTON CORPORATION. David holds the following licenses: Series 3, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 99TO and SIE. David is registered in 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/04/1998 - Present
Williams Trading LLC (WESTPORT CT)
CT
01/17/2003 - 09/18/2009
MALPAT CAPITAL, LLC (STAMFORD CT)
NJ
06/02/1997 - 03/23/1998
BENCH SECURITIES CORP. (FORT LEE NJ)
NJ
05/19/1992 - 11/15/1993
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
04/16/1991 - 04/25/1992
NEEDHAM & COMPANY, INC. (NEW YORK NY)
NY
10/25/1989 - 11/28/1990
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 06/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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