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David Brett King

Alexander Capital, LP

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About David Brett King

David Brett King is a financial advisor who has been working in the industry since 1985. David is currently registered with Alexander Capital, LP and has been with the firm since 2016. Prior to that, David was with IFS Securities, J.P. Turner & Company, L.L.C., Gunnallen Financial, Inc, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., FSC Securities Corporation, Carillon Investments, Inc., John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company.

Firm Information

David King is currently registered with Alexander Capital, LP. Alexander Capital, LP is a partnership formed in November 1995. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David King’s Registration & Firm History

NJ

04/30/2016 - Present

Alexander Capital, LP (RED BANK NJ)

FL

08/14/2015 - 04/27/2016

IFS SECURITIES (Tampa FL)

FL

03/24/2010 - 08/14/2015

J.P. TURNER & COMPANY, L.L.C. (TAMPA FL)

FL

01/23/2009 - 03/30/2010

GUNNALLEN FINANCIAL, INC (TAMPA FL)

NY

03/27/2000 - 01/23/2009

WACHOVIA SECURITIES, LLC (WILLIAMSVILLE NY)

MO

07/27/1995 - 03/31/2000

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

GA

04/12/1993 - 07/27/1995

FSC SECURITIES CORPORATION (ATLANTA GA)

OH

02/07/1991 - 03/25/1993

CARILLON INVESTMENTS, INC. (CINCINNATI OH)

MA

05/04/1989 - 01/25/1991

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

05/04/1989 - 01/25/1991

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

NA

02/07/1984 - 06/15/1988

PML SECURITIES COMPANY

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Licenses & Designations

BC

Issued 06/18/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/1995

Series 7 - General Securities Representative Examination

BC

Issued 07/09/1993

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 02/06/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Brett King. Review regulatory record here.
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