Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bret Kallenberg is a financial advisor with over 20 years of experience in the industry. David has worked with several well-known firms including J.P. Morgan Securities, UBS Financial Services, and BTIG. Currently, David is registered as a Registered Representative and Investment Advisor Representative with Raymond James & Associates, Inc. where David is associated with the Los Angeles branch office. David's experience includes providing financial planning, portfolio management and investment advisory services to high-net-worth individuals, corporations and other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/08/2021 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
CA
02/27/2015 - 04/18/2019
UBS FINANCIAL SERVICES INC. (Los Angeles CA)
CA
01/07/2013 - 03/02/2015
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
12/09/2010 - 11/08/2012
BTIG, LLC (LOS ANGELES CA)
CA
12/05/2008 - 12/15/2010
GIRARD SECURITIES, INC. (MANHATTAN BEACH CA)
IL
11/29/2005 - 06/26/2008
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
CT
03/31/2003 - 11/17/2003
MCMAHAN SECURITIES CO. L.P. (GREENWICH CT)
CA
01/13/2000 - 03/05/2003
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
09/09/1997 - 01/14/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IA
Issued 04/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Kallenberg is the right advisor for you? Invested Better is here to help.
