Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brent Gudgell is a financial advisor with Fidelity Brokerage Services LLC. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10 and 63 licenses. David has been in the financial services industry since 2000, and his previous experience includes working for Fidelity Brokerage Services LLC in Salt Lake City, Utah. David is currently registered in Utah, Texas and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
05/13/2010 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
06/28/2000 - 08/10/2006
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 05/26/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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New York Stock Exchange
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