Unclaimed
David Brenner Rogers is a financial advisor who has been in the industry since July 17, 2023. David is registered with the state of California and is currently affiliated with Leerink Partners LLC. David has passed the Series 79TO, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/18/2023 - Present
Leerink Partners LLC (SAN FRANCISCO CA)
BC
Issued 08/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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