Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gottesman is an investment professional with over 18 years of experience in the financial services industry. David is currently registered with Commonwealth Financial Network in Solon, OH and Minneapolis, MN. David has held previous positions with Innovation Partners LLC, Northern Lights Distributors, LLC, Mount Yale Securities, LLC, ING America Equities, Inc. and Princeton Fund Advisors, LLC. David has passed the Series 6, 7, 63, 66 and SIE exams. He is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds state registrations in Minnesota and Ohio. David provides investment advice and financial planning services to individuals, families, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
07/17/2024 - Present
Commonwealth Financial Network (Solon OH)
NC
05/10/2022 - 07/26/2024
INNOVATION PARTNERS LLC (CHARLOTTE NC)
NE
01/26/2018 - 05/06/2022
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CO
05/14/2007 - 01/20/2016
MOUNT YALE SECURITIES, LLC (DENVER CO)
MN
09/04/2003 - 04/23/2007
ING AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
BC
Issued 12/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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