Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Breault is a financial advisor with over 35 years of experience in the industry. David is currently registered with Private Advisor Group, LLC as a Registered Representative and Investment Advisor Representative. David is licensed to provide investment advisory services in New Jersey and Texas. Previously, David was a Registered Representative with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Dean Witter Reynolds Inc., and Tuttle Securities Corporation. David offers a variety of investment advisory services to clients, including financial planning, portfolio management, and educational seminars. David's areas of specialization include retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
10/24/2011 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
NJ
06/01/2009 - 11/29/2010
MORGAN STANLEY SMITH BARNEY (MORRISTOWN NJ)
NJ
11/11/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MORRISTOWN NJ)
NY
10/25/1985 - 11/22/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
08/05/1983 - 03/15/1984
DEAN WITTER REYNOLDS INC.
NA
07/21/1983 - 08/01/1983
TUTTLE SECURITIES CORPORATION
BOTH
Issued 02/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1986
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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