Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Braun is a registered representative with Morgan Stanley, and has been in the industry for over 15 years. He has a diverse background in the industry, having previously worked at Neuberger Berman BD LLC and Morgan Stanley & Co. Incorporated. David specializes in providing financial planning and portfolio management services to individuals, families, businesses, and institutions. David is also registered as an investment advisor representative in New York and Texas. David holds Series 3, 7, and 66 securities licenses and the SIE exam. He is active in the community and is committed to providing clients with the highest level of service and personalized advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
07/01/2021 - Present
Morgan Stanley (New York NY)
NY
07/20/2015 - 06/22/2021
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
06/01/2009 - 07/31/2015
MORGAN STANLEY (NEW YORK NY)
NY
08/26/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 10/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2009
Series 3 - National Commodity Futures Examination
BC
Issued 08/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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