Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cottrell is a financial advisor with Park Avenue Securities LLC, a firm headquartered in New York. David's career spans more than twenty years and specializes in working with high-net-worth individuals, families, and businesses. David provides comprehensive financial planning and investment advisory services to clients. David is registered in California, Delaware, Florida, Indiana, Iowa, Michigan, Minnesota, New York, Oklahoma, and Virginia. David holds the Series 6, 7, 62, and 66 securities registrations, as well as the Series 65 investment advisor license. David is a Chartered Financial Consultant and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/07/2023 - Present
Park Avenue Securities LLC (CLEARWATER FL)
OK
09/18/2017 - 03/13/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Tulsa OK)
OK
04/03/2017 - 09/21/2017
PRINCIPAL SECURITIES, INC. (Tulsa OK)
IL
03/04/2016 - 04/04/2017
TRADINGBLOCK (CHICAGO IL)
IL
08/15/2013 - 09/03/2014
TRADINGBLOCK (CHICAGO IL)
OK
09/30/2008 - 09/21/2011
BROKERSXPRESS LLC (BROKEN ARROW OK)
OK
09/30/2004 - 10/29/2008
FIRST MIDWEST SECURITIES, INC. (BROKEN ARROW OK)
MN
12/05/2002 - 10/13/2004
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MO
12/08/1999 - 12/12/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
BOTH
Issued 05/13/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2000
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Cottrell is the right advisor for you? Invested Better is here to help.
