Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Peterson is a financial advisor with Ameriprise Financial Services, LLC. David has been in the industry since 2004 and has a total of 17 years of experience. David holds Series 7, 9, 10, 31 and 66 licenses. David's firm offers a variety of financial services, including financial planning, asset allocation, and portfolio management. Ameriprise Financial Services, LLC has been in business since 2005 and is headquartered in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/02/2015 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
MN
01/03/2011 - 04/02/2015
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
09/02/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
BOTH
Issued 11/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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