Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kauffman is a financial advisor with CW Advisors, LLC. He is a CERTIFIED FINANCIAL PLANNER™ professional with over 20 years of experience in the financial services industry. David has worked with both individuals and institutions, providing a range of financial services. David has previously worked with Ferris, Baker Watts Incorporated, Morgan Stanley DW Inc., and National Planning Corporation. David is registered as an Investment Advisor Representative in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
04/19/2021 - Present
CW Advisors, LLC (BOSTON MA)
MD
06/02/2003 - 01/30/2007
FERRIS, BAKER WATTS INCORPORATED (ROCKVILLE MD)
NY
11/14/2002 - 06/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
09/01/2000 - 11/01/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NA
12/09/1991 - 01/31/1992
BRIAN COHN, INC.
BOTH
Issued 03/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1991
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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