Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Wagstaff is a financial advisor with over 30 years of experience. David is a registered representative with LPL Financial LLC. Prior to joining LPL, David was a registered representative with MML Investors Services, LLC and Park Avenue Securities LLC. David holds multiple licenses including Series 6, 7, 63 and 65 licenses. David specializes in providing financial advice to individuals, corporations, charitable organizations, and pension and profit-sharing plans. David's office is located at 6995 UNION PARK CTR STE 320 in Midvale, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
12/18/2012 - Present
LPL Financial LLC (MIDVALE UT)
UT
06/01/2004 - 12/19/2012
MML INVESTORS SERVICES, LLC (SALT LAKE CITY UT)
NY
05/03/1999 - 06/15/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/03/1987 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 01/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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