Unclaimed
David Bowers is a financial advisor with Credit Agricole Securities (usa) Inc.. David has been in the securities industry since 2008 and has a strong background in investment banking. David is registered in seven states, including California, Florida, Illinois, Massachusetts, New York, Texas, and Virginia. David holds the Series 7, 79, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/30/2008 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
BC
Issued 09/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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