Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bower Stevenson is an investment advisor representative with Oakwood Capital, Inc. David has over 40 years of experience in the financial services industry. David has been registered as an Investment Advisor Representative in Arizona, Colorado, Florida, Iowa, Minnesota, and Wisconsin. David holds the following licenses: Series 3, Series 5, Series 7, Series 15, Series 63 and Series 65. David is also a registered representative of Oakwood Capital Securities, Inc. David has been with Oakwood Capital, Inc. since 2009 and previously worked at RBC Capital Markets Corporation and Dain Rauscher Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
MN
01/14/2013 - Present
Oakwood Capital, Inc. (ST. LOUIS PARK MN)
MN
09/15/2009 - 12/31/2023
OAKWOOD CAPITAL SECURITIES, INC. (EDINA MN)
MN
03/02/1998 - 09/24/2009
RBC CAPITAL MARKETS CORPORATION (EDINA MN)
NA
09/11/1993 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
01/26/1983 - 09/13/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1983
Series 5 - Interest Rate Options Examination
BC
Issued 03/15/1983
Series 3 - National Commodity Futures Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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