Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bossolina is a financial professional with over 25 years of experience in the industry. David is currently registered with Wells Fargo Securities, LLC. Previously, David was associated with Barclays Capital Inc., Lehman Brothers Inc., International Correspondent Trading, Inc., and Windsor IBC, Inc. David holds a variety of securities licenses including Series 7, 10, 24, 55, 57TO, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/29/2017 - Present
Wells Fargo Securities, LLC (New York NY)
NY
09/22/2008 - 05/19/2017
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/17/1996 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
11/21/1995 - 06/03/1996
INTERNATIONAL CORRESPONDENT TRADING, INC. (HACKENSACK NJ)
NY
10/16/1995 - 11/13/1995
WINDSOR IBC, INC. (NEW YORK NY)
BC
Issued 11/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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