Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bogosian is a financial advisor with over 28 years of experience in the industry. David is currently registered with Wells Fargo Advisors Financial Network, LLC in Warwick, RI and has been with the firm since February 2022. David has been registered in multiple states and holds several industry certifications, including the Series 7, 31, and 65 licenses. Prior to joining Wells Fargo Advisors Financial Network, LLC, David was with Wells Fargo Clearing Services, LLC and Morgan Stanley Smith Barney in Providence, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
03/10/2022 - Present
Wells Fargo Advisors Financial Network, LLC (WARWICK RI)
RI
01/13/2011 - 02/11/2022
WELLS FARGO CLEARING SERVICES, LLC (PROVIDENCE RI)
RI
06/01/2009 - 01/24/2011
MORGAN STANLEY SMITH BARNEY (PROVIDENCE RI)
RI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
RI
12/12/1994 - 04/02/2007
MORGAN STANLEY DW INC. (PROVIDENCE RI)
IA
Issued 01/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 12/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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