Unclaimed
David Blayne Arnold is a registered representative with Charles Schwab & Co., Inc. based in Phoenix, Arizona. David has been in the financial services industry since March 1994 and has been registered with Charles Schwab & Co., Inc. since July 1999. David has held previous roles with First American Equities, Inc., Lew Lieberbaum & Co., Inc. and Joseph Charles & Assoc., Inc. David holds the Series 63, Series 10, Series 9, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
07/12/1999 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
FL
02/09/1996 - 05/10/1999
FIRST AMERICAN EQUITIES, INC. (FT LAUDERDALE FL)
NY
04/12/1995 - 06/25/1996
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
FL
08/12/1994 - 04/25/1995
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
NY
01/13/1994 - 09/02/1994
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
BC
Issued 02/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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