Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hicks is a financial professional with Wells Fargo Securities, LLC. David is a Series 63, Series 79TO and SIE licensed professional. David Hicks has been in the industry since September 2022. David Hicks is currently registered with FINRA and in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/16/2022 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 07/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure David Hicks is the right advisor for you? Invested Better is here to help.
