Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bennett Woffindin is a financial advisor at Stifel, Nicolaus & Company, Inc., located in Princeton, NJ. David has been working in the financial industry since 1976. David is a registered representative in New Jersey and Pennsylvania. He is also a registered investment advisor in New Jersey and Pennsylvania. David has a diverse range of certifications and qualifications, including passing the Series 63, 65, 7 and 5 exams. David is a highly experienced advisor who specializes in various financial areas, providing services like portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/10/2023 - Present
Stifel, Nicolaus & Company, Inc. (PRINCETON NJ)
PA
06/01/2009 - 07/01/2009
MORGAN STANLEY SMITH BARNEY (DOYLESTOWN PA)
PA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DOYLESTOWN PA)
NY
11/22/1977 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
01/28/1976 - 11/17/1976
SHEARSON HAYDEN STONE INC.
IA
Issued 09/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/31/1977
PC - AMEX Put and Call Exam
BC
Issued 01/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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