Unclaimed
David Benjamin Vegh is a financial advisor with Stifel, Nicolaus & Company, Inc., located in HUNT VALLEY, MD. David has been in the securities industry since March 17, 2002. David is registered to provide investment advice in Maryland. David's previous experience includes roles at Raymond James & Associates, Inc., Morgan Joseph & Co. Inc., Scott & Stringfellow, Inc., and Legg Mason Wood Walker, Incorporated. David specializes in working with individuals, businesses, pension plans, investment companies, and pooled investment vehicles. David's firm manages assets of more than $100 billion dollars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/31/2020 - Present
Stifel, Nicolaus & Company, Inc. (HUNT VALLEY MD)
MD
01/19/2010 - 02/02/2011
RAYMOND JAMES & ASSOCIATES, INC. (BALTIMORE MD)
MD
03/02/2009 - 01/15/2010
MORGAN JOSEPH & CO. INC. (OWINGS MILLS MD)
MD
03/14/2007 - 04/01/2008
SCOTT & STRINGFELLOW, INC. (OWINGS MILLS MD)
MD
12/01/2005 - 03/19/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)
MD
12/05/2000 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 01/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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